Financial Services Commission

Results: 6048



#Item
241Financial services / Funds / Institutional investors / Insurance / United States Postal Service / Nationwide Mutual Insurance Company / Annuity / Net asset value / Futures contract / Financial economics / Investment / Finance

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION INVESTMENT COMPANY ACT OF 1940 Release NoMay 14, 2015 ADMINISTRATIVE PROCEEDING

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2015-05-14 09:45:48
242United States securities law / 76th United States Congress / Financial services / Institutional investors / Investment Advisers Act / Regulation S-X / U.S. Securities and Exchange Commission / Hedge fund / Federal Register / Financial economics / Investment / Finance

SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 200, 210, 230, 232, 239, 240, 249, 270, 274 Release Nos; ; IC-31610; File No. S7RIN 3235-AL42 INVESTMENT COMPANY REPORTING MODERNIZATION AGENCY: Sec

Add to Reading List

Source URL: edgar.sec.gov

Language: English - Date: 2015-05-20 16:22:08
243Financial services / Funds / Passive management / Active management / Institutional investor / Private equity / Financial economics / Investment / Finance

State Investment Commission Monthly Meeting Minutes Wednesday, March 25, 2015 9:00 a.m. Room 205, State House The Monthly Meeting of the State Investment Commission (SIC) was called to order at 9:03 a.m.,

Add to Reading List

Source URL: sos.ri.gov

Language: English - Date: 2015-04-24 15:40:53
244Financial system / United States securities law / United States housing bubble / United States Securities and Exchange Commission / Net capital rule / Financial services / Short / Haircut / Securities Exchange Act / Finance / Financial economics / Financial markets

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoMay 19, 2015 INVESTMENT COMPANY ACT OF 1940

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2015-05-19 15:31:26
245Confidence tricks / Marketing / Financial services / Ponzi scheme / Charles Ponzi / Pyramid scheme / Collective investment scheme / Financial adviser / U.S. Securities and Exchange Commission / Business / Financial economics / Investment

How to spot a con artist Investing your money is risky enough without worrying about whether your salesperson, or anyone

Add to Reading List

Source URL: www.dfcs.oregon.gov

Language: English - Date: 2015-01-30 18:03:58
246Electronic engineering / Wireless networking / Universal Service Fund / Federal Communications Commission / Universal service / National Telecommunications and Information Administration / Telecommunications Act / Spectrum auction / Broadband universal service / Internet access / Technology / Government

STATEMENT OF AJIT PAI COMMISSIONER, FEDERAL COMMUNICATIONS COMMISSION HEARING BEFORE THE SENATE APPROPRIATIONS SUBCOMMITTEE ON FINANCIAL SERVICES AND GENERAL GOVERNMENT MAY 12, 2015 Chairman Boozman, Ranking Member Coons

Add to Reading List

Source URL: www.appropriations.senate.gov

Language: English - Date: 2015-05-12 09:33:07
247Funds / Financial services / 76th United States Congress / United States securities law / Collective investment scheme / Investment Company Act / U.S. Securities and Exchange Commission / Investment Advisers Act / Exchange-traded fund / Financial economics / Investment / Finance

SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No; American Beacon NextShares Trust, et al.; Notice of Application March 6, 2015 Agency: Securities and Exchange Commission (“Commis

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2015-03-06 17:15:22
248Financial services / 76th United States Congress / Private equity / Hedge fund / Investment Advisers Act / Collective investment scheme / Management fee / U.S. Securities and Exchange Commission / Financial adviser / Financial economics / Investment / Finance

PDF Document

Add to Reading List

Source URL: edgar.sec.gov

Language: English - Date: 2015-04-16 18:03:14
249Auditing / Committees / Private law / Management / Audit committee / Legal aid / Board of directors / Chief financial officer / Legal Services Commission / Corporate governance / Corporations law / Business

Corporate governance Corporate governance Corporate governance is the system by which our organisation is managed, directed and held accountable.

Add to Reading List

Source URL: www.legalaid.qld.gov.au

Language: English - Date: 2013-12-11 01:42:04
250Financial adviser / Federal Reserve System / Registered Investment Advisor / Business / Economics / Financial services / Investment / Financial economics / Finance

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION INVESTMENT COMPANY ACT OF 1940 Release NoApril 21, 2015 ADMINISTRATIVE PROCEEDING

Add to Reading List

Source URL: www.sec.gov.

Language: English - Date: 2015-04-21 19:45:43
UPDATE